The Fifth Desk · Evaluation
Act I · The Map
Pedro Calderón de la Barca · a comedia for performance · three jornadas in Spanish verse · about 3,300 lines · printed in 1636 in the Primera parte of Calderón’s comedias · scored on Calderón’s Spanish, read from knowledge; no text in hand, Spanish quoted only where its words are certain, with the desk’s own close English beneath and Gwynne Edwards’s version for sense
Mode
Comedia nueva made a dramatized argument: a philosophical play for the public stage, in which the plot is the proof
Mythos
The child condemned by prophecy and cast out by the father; the sleeper woken into power and returned to his straw; the man in skins who must become human
Phase
A prince’s three states: caged in the tower, woken in the palace and returned, freed by rebellion and made king; beside them a wronged woman’s road from disguise to her recovered name
Presentation
Drama in three jornadas for the public stage, in polymetric verse: silva for the violent arrival, décimas for the soliloquies, romance for the long narratives; seven speaking principals with soldiers and servants
Register
From a gallant court courtship and a gracioso’s jokes to a prisoner’s indictment of the heavens and a definition of life in a chain of dreams
Scale
One kingdom and its succession, two families, a horoscope, and the soul on trial
Governing Proposition
A king who reads the stars sees that his son will bring him down, and keeps the child caged in a tower; grown, the prince is woken in the palace to be tested, fails, and is returned to the tower and told it was a dream. The wager of the play is that a man cannot know whether the world he acts in is real, that he must act well regardless because conduct is the one thing that does not wake into nothing, and that a public stage can make an audience share that doubt and then act the answer.
Act II · The Essay
Movement I
The play begins with a fall. Rosaura, a woman of Muscovy dressed as a man, has been thrown by her horse, and she enters crying out at it: “Hipogrifo violento, / que corriste parejas con el viento”
“Violent hippogriff, that ran level with the wind” (I). The speech is in silva, the long and short lines of the high lyric manner, and its conceits pile on the fallen horse as if the language itself had been thrown. Calderón heightens the manner on purpose: the play opens in disorder, and the verse is made to be disordered.
She has her servant with her, Clarín, the gracioso, whose jokes run beside her grief. They come upon a tower, and in it a man dressed in skins. He is Segismundo, the king’s son, caged there since childhood, and his jailer is Clotaldo. He is half beast, and the play will ask whether he can become human.
Clotaldo comes upon the strangers and sees the sword Rosaura carries. The sword is his, a token that ties the stranger to him by blood, and from this point Rosaura’s story of wronged honour and the prince’s story of a stolen life are one action. The device is the comedia’s ordinary machinery, a token and a convenient paternity. What the play does with it is not ordinary: the woman who has lost her name and the man who never had one are set side by side from the first scene.
Movement II
Segismundo, alone, speaks to the heavens. The speech is in décimas, ten-line stanzas, and it is built as an argument. It begins as lament and turns into indictment: “Apurar, cielos, pretendo, / ya que me tratáis así, / qué delito cometí / contra vosotros naciendo”
“I seek to learn, heavens, since you treat me so, what crime I committed against you by being born” (I). He answers his own question: “pues el delito mayor / del hombre es haber nacido”
“for man’s greatest crime is to have been born” (I).
Then he measures himself against the creatures. The bird, the beast, the fish and the stream are each born, and each is born freer than he. Each stanza advances one comparison and closes on its turn, and each closes on the same complaint: “tengo menos libertad”
“I have less liberty” (I). The structure of the verse is the structure of the reasoning. A man with a soul has less than a stream, and the speech asks by what law.
The line on man’s greatest crime outlived its play. Schopenhauer cited it, and the Romantics read the chained prince as the self against the father and the state. In the play it is not yet a doctrine. It is the cry of a man who knows only his cage, and the rest of the play will test what he does when the cage is opened.
Movement III
The father is Basilio, King of Poland, a learned man who reads the stars. He gives his account of what the horoscope showed: that his son would bring him down. So he made the tower. The secret is at once a family wound, a policy of state and a theological question, whether the stars rule or the will does, and it bears on a succession. Astolfo, Duke of Muscovy, and Estrella, the king’s niece, court one another, a courtship that is dynastic exposition with gallantry laid on.
Then he puts the stars to a test. The prince is to be woken in the palace, and if he fails there he will be returned to the tower and told it was a dream. The plot becomes an experiment on a man, and the audience is set to watch it.
The experiment fails. Woken into power, the man who has known only the tower fails the test, and he is returned to it. The colder disclosure is already in place: the king made the tyrant he feared. By caging the child the stars accused, he raised the man the stars foretold, and the prophecy is fulfilled through the precaution taken against it.
Movement IV
Segismundo wakes in the tower in his skins, and he is told the palace was a dream. The audience knows it was not, and is left where the prince is left, with two wakings and no way to say which to trust. A play can do this as narration cannot: the spectator has seen both, and is told by the play that seeing is not knowing.
Clotaldo gives the counsel on which the play turns: that a man who cannot know whether he dreams must still act well. Then Segismundo, alone, defines life in the second soliloquy, again in décimas. It is a chain of clauses on dreaming, beginning “Sueña el rey que es rey”
“The king dreams he is king” (II), each clause another dreamer, until the whole world is one sleep. The anaphora builds the definition, and the closing couplet compresses it.
The speech closes the second jornada on lines that echo the play’s title: “toda la vida es sueño, / y los sueños, sueños son”
“all life is a dream, and dreams are dreams” (II). It is the play’s summit and its premise. If the world cannot be known to be real, then what a man does in it is all he has.
Movement V
In the third jornada the kingdom rebels, and a soldier frees the prince from the tower. The experiment is repeated, now under doubt: Segismundo does not know whether this power too is a dream, and he draws the rule from the doubt. “obrar bien es lo que importa”
“to act well is what matters” (III). Rosaura comes to him and tells her story at length, and the subplot supplies his crucial trial of restraint; the woman moving from disguise toward her recovered name answers the man moving from beast toward king.
Clarín, who has run from the fighting, hides among the rocks to escape death, and is shot there. Dying, he tells the king that no road is safe from what is fated. Basilio, who hid his son to escape the stars, hears in the servant’s death his own story. He kneels to his son, and the prophecy is fulfilled in its letter, the king at the prince’s feet. The son spares the father, and the prophecy is voided in its spirit. The farce of the gracioso has become the proof.
Then the prince disposes. Segismundo takes Estrella in marriage and restores Rosaura to Astolfo, and the soldier who freed him from the tower is sent to the tower, because the treason that served him is still treason. The ending refuses the comedia’s festive release. Whether it shows a ruler who has learned to govern himself or a new tyranny is still argued; the play leaves its two laws, providence and reason of state, both in force, and its prince master of himself and colder for it.
Act III · The Twelve
The spine is subtractively tight. Remove the first jornada’s tower and the palace test has no meaning; remove the return to the tower and the third jornada’s restraint is unearned; remove Clotaldo’s recognition of the sword and Rosaura’s honour plot never touches the prince’s. The parts the play could most nearly lose come from the form, not the argument: the Astolfo and Estrella courtship of the first jornada, dynastic exposition with gallantry laid on; Rosaura’s long narrative to Segismundo in the third, which retells what the audience half knows; some of Clarín’s business before his death. The subplot is the main plot’s mirror and is carried as design, but not every scene of it is required, and that holds the axis at 8.4.
Score: 8.4 / 10
The disclosure can be stated and holds: a man cannot know whether the world he acts in is real, and must act well regardless. Clotaldo gives the hinge at the end of the second jornada, and Segismundo makes it a rule in the third: “obrar bien es lo que importa”
“to act well is what matters” (III). A second disclosure is political and colder: the learned king makes the tyrant he feared by caging the child the stars accused, so that the prophecy is fulfilled through the precaution against it. A third the ending shows without preaching: the soldier who freed the prince goes to the tower once the treason is past. Held from the top because the first is framed as doctrine on free will and the stars, and the play sometimes argues it rather than discovers it.
Score: 9.0 / 10
It rises often, and at the openings and closings of acts. The first soliloquy is a lament that becomes an indictment of the heavens, resolved in “pues el delito mayor / del hombre es haber nacido”
“for man’s greatest crime is to have been born” (I). The comparisons that follow, bird, beast, fish and stream, each born freer, close on the refrain “tengo menos libertad”
“I have less liberty” (I). The second jornada ends on the décimas that define life as a dream. The third has the father kneeling to the son. Between these the courtly and comic scenes keep to level ground, and the military action of the third jornada rises less than its stakes allow.
Score: 8.9 / 10
Built, not evoked. Three deep patterns carry the whole weight: the child condemned by prophecy and cast out by the father, the Oedipus pattern turned so that the son spares the father and the prophecy is fulfilled in the letter, the king at his feet, and voided in the spirit; the sleeper made king for a day and returned to his straw, here not a jest but a test of the soul; and the man in the tower dressed in skins, half beast, who must become human. Segismundo is at once a Polish prince with a grievance and every soul born into a world it did not choose. The title is a proverb in Spanish and its prince a type. Held off the top because the archetype is partly allegory, and the particular thins at moments into the exemplary.
Score: 9.2 / 10
The form is inherited whole from Lope’s comedia nueva: three jornadas, polymetric verse, a gracioso, a wronged woman in breeches, an honour plot, marriages at the close. The swerve is in what Calderón made the form carry: a dramatized argument in which the plot is the proof and the scenes are premises, an experiment on the prince, its failure, its repetition under doubt, and the conclusion acted. The ending refuses the comedia’s festive release: the gracioso is shot dead for hiding, the rescuing soldier is punished, the marriages are dispositions of state, and the hero ends master of himself and colder for it. Held at the bar because the philosophical comedia had predecessors in the same repertory, and the departure is one of rigour within the form, not a break with it.
Score: 8.5 / 10
Change the form and the knowledge goes. A play can make its audience share the doubt as narration cannot: the spectator watches Segismundo wake in the palace knowing it is real, then watches him wake in the tower and be told it was a dream, and is left in his place, unable to say which waking to trust. The shape of tower, palace, tower and then the world enacts the argument’s two trials and its conclusion. The verse forms are functional: décimas for the soul, romance for the narratives of fact, silva for the violent arrival. Rosaura moves from disguise to recovered name as Segismundo moves from beast to king. Held below the top by machinery the argument does not need, the sword token and the convenient paternity, and by court scenes that carry exposition rather than knowledge.
Score: 8.9 / 10
Evidence over promise: nearly four centuries of reading have not settled the centre. The ending is still argued: whether the soldier’s imprisonment shows achieved prudence or a new tyranny; whether Basilio is pardoned or merely subdued; whether the marriages of the close are justice or policy. The theology has been read as Molinist free will, the politics as a mirror for princes and as its critique, the dream as Platonic, Stoic and Baroque scepticism, and the Romantics read the prince as the self against the father and the state. The Rosaura plot was dismissed as an excrescence for generations and then shown to be the play’s second voice. The soliloquies reward line-by-line reading as lyric does. Held a step down because the play is short and its argument more nearly closed by its own rule.
Score: 9.0 / 10
The field is the literature of Spain and the European stage of the seventeenth century. The force is high: the play is the culmination of the Spanish comedia, the work in which the popular form proved it could carry philosophy without ceasing to be theatre, and it set the model of the drama of ideas that ruled the Spanish stage for the rest of the century. Achieved reach is scored with intrinsic force: within Spain it was continuous until eighteenth-century neoclassical criticism turned against Calderón; abroad it came through German Romanticism, in the Schlegels, Goethe’s staging at Weimar, Grillparzer’s Der Traum ein Leben and Schopenhauer’s citation of its line on man’s greatest crime, and later Hofmannsthal’s Der Turm. Delayed reach is credited and discounted; it did not redirect European drama as Shakespeare or the French classical stage did.
Score: 8.7 / 10
Survival of nearly four centuries, weighed on form, presence and fabric. The form survives whole: the two printings of 1636, with their variants, are a matter of editing, not loss, and charge nothing material. Presence: continuously read and staged in Spain, a set text of Spanish schooling, translated into the major European languages from the Romantic period on, and staged in English in new versions within living memory. The charges fall on presence, not text: an eclipse in the eighteenth century under neoclassical taste, and outside the Spanish-speaking world a presence held largely by the academy and by occasional productions rather than general reading. That sets it in the row for centuries, above a text read mainly in the academy, because in its own language it is not, and well below the survivals of millennia.
Score: 9.2 / 10
Judged on Calderón’s Spanish verse, and load-bearing. The soliloquies are built as arguments in stanzas: in the first, each décima advances one comparison and closes on its turn, so that the structure of the verse is the structure of the reasoning; in the second, the series of clauses on dreaming, “Sueña el rey que es rey”
“The king dreams he is king” (II), builds the definition of life by anaphora and compresses it into the closing couplet. Rosaura’s entrance in silva, its run of conceits on the fallen horse, heightens the Gongorine manner deliberately for disorder. The costs: symmetry of conceit turned mechanical in some exchanges, the recognition by sword and the expository narratives done by convention, and court dialogue that is correct rather than alive.
Score: 9.0 / 10
Take the two most distant elements: Clarín’s comic flight into the rocks, and Segismundo’s kneeling father. They obey one law. Clarín hides to escape death and is found by it, and his dying words tell the king that no road is safe from what is fated; Basilio, who hid his son to escape the stars, hears in that death his own story and submits. The farce and the metaphysics are one physics, and Rosaura’s honour plot obeys the same law of a self reclaimed through action under disguise. The strain is at the close, where the play’s two laws, the providential rule to act well since all is a dream and the political rule of reason of state, are both in force and do not entirely agree, so that the soldier’s imprisonment reads to many as a breach. It costs a few tenths.
Score: 8.8 / 10
Weighed on what one play of about 3,300 lines holds. The self and its freedom; the family, a father and son, a father and an unknown daughter; the state, in succession, tyranny, rebellion and the legitimacy of a ruler who governs himself; the cosmos, in astrology and the heavens accused and called to witness; the sacred, in providence, free will and the soul’s trial; the natural order, in the man in skins measured against bird, beast, fish and stream. These are integrated, not listed: the horoscope is at once family secret, state policy and theological question. What holds it lowest of the twelve, level with The Inevitable: the social breadth of the comedia at large is absent, labour, the town and the material life of anyone below the court but the gracioso and the soldiers.
Score: 8.4 / 10
Act IV · The Reckoning
8.8 / 10 · Final Average
Placement: Tier IV · Canonical
Strongest Dimensions
The Archetypal Deep at 9.2 and The Imperishable at 9.2, then The Unconcealment, The Bottomless Well and The Made at 9.0. Three deep patterns, the prophesied son, the sleeper made king and the man in skins, built into one prince; a text whole for nearly four centuries and never out of its own language; a disclosure that a man who cannot know the world is real must act well in it; a centre still argued; and soliloquies built as arguments in stanzas.
Limiting Dimension
The Inevitable at 8.4 and The Encompassed at 8.4. A spine that resists subtraction, carrying parts the form brought and the argument does not require, the Astolfo and Estrella courtship, Rosaura’s retelling in the third jornada and some of the gracioso’s business; and a single play’s scope, which holds the self, the family, the state, the cosmos and the sacred but not the town, labour or the life below the court. Beside them, The Swerve at 8.5: a departure of rigour within the comedia nueva, not a break with it.
The Necessity Cap clears at 8.4 against a threshold of 7.5. The Coherence Floor clears with room: The Living Form at 8.9, The Made at 9.0, The Inner Law at 8.8, each against 7.0. The Epochal Gate is met on all five: The Archetypal Deep at 9.2, The Imperishable at 9.2, The Unconcealment at 9.0, Pressure on Tradition at 8.7 and The Swerve at 8.5 meet the bar of 8.5, the last exactly, with no margin. The Universal Minimum is met (no axis it covers falls below The Inevitable at 8.4, against 7.5), and The Encompassed, which is exempted, clears its own floor of 6.0 at 8.4. Every summit condition is met; the aggregate, at 8.8, stands below the summit’s 9.0, and the work is held below the summit by its aggregate alone.
Basis · a reading from knowledge of Calderón’s La vida es sueño in the Spanish, scored as the surviving text for performance: the comedia in three jornadas as printed in 1636 in the Primera parte de comedias of Calderón (Madrid), the text modern editions follow, about 3,300 lines. Composition was probably between 1629 and 1635; the date of the first performance is unknown. A variant printing of the same year, which some editors take for an earlier state of the play, is a matter of transmission and is neither credited nor charged; Calderón’s later auto sacramental of the same title is a different work and is not scored. No text was in hand; nothing was measured on a text, and no quotation was checked against a file. The principal speeches are known closely, and the court exchanges of the first jornada and the battle traffic of the third are known as action rather than as verse; that gap is the desk’s, not the work’s, and is charged to no axis. Every axis is judged on Calderón’s Spanish. Spanish is quoted only where its words are certain, with the desk’s own close rendering beneath; references are to the jornada. Translation · Gwynne Edwards’s English version (Methuen, Calderón Plays: One), read for sense; it is not quoted, and no translation’s shortfall is charged to the play. Matters that could not be verified, among them the exact line count, the place of the variant printing, the date of the auto, the date of Goethe’s Weimar staging, the date of Edwards’s version and the distribution of the verse forms beyond the passages named, are not given.